Is the next step in your career at SMBC Group EMEA? We’re looking for a Vice President (VP) Financial Market Advisory for our Compliance department to join our team.
The VP Financial Market advisory officer is expected to build effective relationships across all levels of seniority, enable a strong compliance culture in the Branch, uphold the standards and reputation of the Compliance function, and provide SME input on projects and initiatives relevant to financial markets products.
Recognised SME in private and public side businesses including Capital Markets, Sales and Trading activities from an advisory perspective.
Demonstrated understanding of relevant existing and future regulations applicable to a universal bank (e.g. MiFID, EMIR, MAR) and experience of advising businesses on compliance thereof, including investigating related potential or actual breaches where needed.
Act as SME in support of designated business areas including Debt Capital Markets, Derivatives and Foreign and Exchange businesses.
5 to 7 years’ experience in a similar role is expected
AMF certification and Bachelor’s or Master’s degree (or equivalent) in a relevant field
